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The Department of Business Oversight (DBO) protects consumers and oversees financial service providers and products.  The DBO supervises the operations of state-licensed financial institutions, including banks, credit unions and money transmitters. Additionally, the DBO licenses and regulates a variety of financial service providers, including securities brokers and dealers, investment advisers, payday lenders and other consumer finance lenders.   For a complete list of the types of financial services providers and industries regulated by the DBO, go to

For Consumers

For Licensees

visit the DOCQNET Sel-Service Portal Self-Help Portal – The DBO’s DOCQNET Self-Help Portal allows licensees to submit online applications, exemption notices, annual report information and more. For details, visit DBO’s self-help portal.

Financial Statistics and Industry Data

Vist the website for the Governor of the State of California, Edmund G. Brown
Vist the Business, Consumer Services, and Housing Secretary Website
Visit the California Commissioner of Business Oversights Page


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Consumer Advisory

Fraudulent Claim of “Keep Your Home California” Affiliation (07/16/2015)
The Department of Business Oversight (DBO) has been notified that a group called Leading Management Corp has been sending letters to people claiming an affiliation with Keep Your Home California (KYHC) and charging people for their services. KYHC has no relationship with this firm and never charges a fee for any of its programs, which provide California homeowners mortgage assistance. Get more details here.

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Where Do I Find?...

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DBO Call Center

  • Toll-Free 1-866-275-2677 (English)
    or 916-327-7585